Wright State University

Policy number: 2501

Subject: Records Management and Retention
Date issued: Revised/July 1999

Authority: Ohio Revised Code, Sections 149.33B, 149.34, and 149.35; Board Resolution 93-5 (October 2, 1992); Inter-University Council of Ohio (1992); Provost's Memorandum (September 1, 1983); Board Resolution 75-3 (September 4, 1974)

References: University Libraries/Special Collections and Archives

2501.1 General Policy and Procedure

Wright State University has adopted a records retention program consistent with the retention periods developed by the Inter-University Council of Ohio (IUC) and as published in IUC's "Records Retention for Public Colleges and Universities in Ohio" 1992 manual. University offices should contact Special Collections and Archives (775-2092) to obtain a current records retention schedule or to revise an existing records retention schedule.

2501.2 Definition and Examples of University Records

  1. Definition of university records
  2. In general, a university record is any recorded information, regardless of physical form or characteristics, which serves to document the organization, functions, policies, decisions, or other activities of the university and its faculty, staff, and students.

  3. Examples of university records
    1. Correspondence, reports, policy statements, and related items sent and received
    2. Minutes of all university and departmental boards, committees, and other groups
    3. Lists of officers and offices of the university's units
    4. Printed or other reproduced items issued by the university
    5. Films, audio and video recordings, or photographs of university faculty, staff, groups, or events
    6. Personnel records of faculty, staff, students, and alumni
    7. Administrative records such as requisitions, purchase orders, invoices, canceled checks, bank data, and ledgers or journals

  4. Examples of historical university records
    1. Historical records are institutional records that document the origin, development, and operation of university offices and relate the roles of faculty and staff and/or student organizations to the operational activities of the university or campus life.
    2. Examples of historical records:
    3. a.) Meeting minutes of the Board of Trustees

      b.) Administrative records of the President's Office

      c.) Administrative records of the Provost's Office and the offices of the vice presidents

      d.) Select administrative records of upper administrative level offices

      e.) Meeting minutes, memoranda, and reports of administrative committees operating at or above the departmental level

      f.) Meeting minutes, correspondence, and reports of the faculty and its committees and faculty governance records and the Faculty Senate and its committees

      g.) Meeting minutes, correspondence, and subject files of the Office of Alumni Relations and the Alumni Association

      h.) Administrative records of the Office of Student Life and student activities oriented offices

      i.) Newsletters, booklets, catalogs, class schedules, yearbooks, alumni magazines, and other publications distributed on a university-wide basis

  5. Examples of records in the General Retention Schedule
    1. All blank forms and volumes which are outdated
    2. Shorthand notes or dictation recordings which have been transcribed into written or typed form
    3. Preliminary drafts or extra copies of correspondence, reports, and other records when an official copy has been retained
    4. Copies of published or processed items preserved for supply purposes or for office or personal use when an official copy is retained in Special Collections and Archives
    5. Machine readable and audio and video recordings which have been transcribed and are not of research value in themselves
    6. Documents, regardless of physical form or characteristics, which were purchased with personal funds or produced in a private capacity

University offices should consult the General Retention Schedule (rev. 1/99) for recommended retention periods. The schedule may be obtained from Special Collections and Archives (401 Dunbar Library).

2501.3 Determining Disposition of Records in the General Retention Schedule

Records listed in the Geeral Retention Schedule (rev. 1/99) should be discarded according to the recommended retention periods. When such records are disposed, preparation of a Certificate of Records Disposal form is not required. If university faculty and staff have questions regarding the appraisal and disposition of records not listed in the General Retention Schedule, they should contact Special Collections and Archives.

2501.4 Destruction of Institutional Records

Records listed in office retention schedules can be destroyed only after the expiration of the assigned period of retention and completion of a Certificate of Records Disposal form. Forms may be obtained from Special Collections and Archives. No university records can be destroyed except upon the prior written approval by the head, Special Collections and Archives, who oversees the records management program. University faculty and staff should contact Special Collections and Archives to determine the appropriate destruction methods for institutional records.

2501.5 Transferring Historical Records to Archives

University faculty and staff should transfer historical institutional records to university archives according to the records retention schedules of their offices. Faculty and staff should contact Special Collections and Archives for assistance with records transfer procedures.

2501.6 Records Retention Policy for Faculty and Staff Separating from the University

Faculty and staff separating from the university shall leave all university records or notify the head of Special Collections and Archives or the university records manager, who shall determine the disposition of the records.

2501.7 Microfilming Records

  1. State law permits records to be microfilmed in order to provide security protection and to save space by allowing original copies to be destroyed.
  2. Special Collections and Archives provides extensive microfilming services including production of roll film and microfiche. University faculty and staff may contact Special Collections and Archives for consultation on any microfilming needs.

2501.8 Services of Special Collections and Archives

  1. Special Collections and Archives shall assist all university offices with the following functions:
    1. Appraisal and inventory of university records
    2. Design and implementation of records retention and disposition schedules
    3. Annual office retention schedule review
    4. Transfer to archives
    5. Records destruction methods
    6. Conversion to microfilm
    7. Vital records identification
    8. Paper document filing systems
    9. C files management
    10. Inactive records storage solutions
    11. Electronic document management solutions
  2. Special Collections and Archives will provide the following services:
    1. Physical facilities for housing and servicing historical university records selected for permanent retention. University offices should regularly transfer historical records to university archives according to the retention periods assigned in the records retention schedules of their offices.
    2. Copies of archival items (at cost), including photographs, except when university regulations prohibit their reproduction.
    3. Reference service for information regarding the university's historical institutional records. This service is available to university administrators, faculty, staff, and students and other qualified researchers, subject to restrictions placed on the use of the records by the university.
    4. Selection, preservation, and research use of historical university records as outlined in section 2501.2 c).


[ Wright Way Online ]