Wright State University
Policy number: 2501
Subject: Records Management and Retention
Date issued: Revised/July 1999
Authority: Ohio Revised Code, Sections 149.33B,
149.34, and 149.35; Board Resolution 93-5 (October 2, 1992); Inter-University
Council of Ohio (1992); Provost's Memorandum (September 1, 1983); Board Resolution
75-3 (September 4, 1974)
References: University Libraries/Special Collections and Archives
2501.1 General Policy and Procedure
Wright State University has adopted a records retention
program consistent with the retention periods developed by the Inter-University
Council of Ohio (IUC) and as published in IUC's "Records Retention for Public
Colleges and Universities in Ohio" 1992 manual. University offices should contact
Special Collections and Archives (775-2092) to obtain a current records retention
schedule or to revise an existing records retention schedule.
2501.2 Definition and Examples of University Records
- Definition of university records
In general, a university record is any recorded information, regardless
of physical form or characteristics, which serves to document the organization,
functions, policies, decisions, or other activities of the university and
its faculty, staff, and students.
- Examples of university records
- Correspondence, reports, policy statements, and related items sent and
received
- Minutes of all university and departmental boards, committees, and other
groups
- Lists of officers and offices of the university's units
- Printed or other reproduced items issued by the university
- Films, audio and video recordings, or photographs of university faculty,
staff, groups, or events
- Personnel records of faculty, staff, students, and alumni
- Administrative records such as requisitions, purchase orders, invoices,
canceled checks, bank data, and ledgers or journals
- Examples of historical university records
- Historical records are institutional records that document the origin,
development, and operation of university offices and relate the roles
of faculty and staff and/or student organizations to the operational activities
of the university or campus life.
- Examples of historical records:
a.) Meeting minutes of the Board of Trustees
b.) Administrative records of the President's Office
c.) Administrative records of the Provost's Office and the offices
of the vice presidents
d.) Select administrative records of upper administrative level offices
e.) Meeting minutes, memoranda, and reports of administrative committees
operating at or above the departmental level
f.) Meeting minutes, correspondence, and reports of the faculty and
its committees and faculty governance records and the Faculty Senate
and its committees
g.) Meeting minutes, correspondence, and subject files of the Office
of Alumni Relations and the Alumni Association
h.) Administrative records of the Office of Student Life and student
activities oriented offices
i.) Newsletters, booklets, catalogs, class schedules, yearbooks, alumni
magazines, and other publications distributed on a university-wide basis
- Examples of records in the General Retention Schedule
- All blank forms and volumes which are outdated
- Shorthand notes or dictation recordings which have been transcribed
into written or typed form
- Preliminary drafts or extra copies of correspondence, reports, and other
records when an official copy has been retained
- Copies of published or processed items preserved for supply purposes
or for office or personal use when an official copy is retained in Special
Collections and Archives
- Machine readable and audio and video recordings which have been transcribed
and are not of research value in themselves
- Documents, regardless of physical form or characteristics, which were
purchased with personal funds or produced in a private capacity
University offices should consult the General Retention Schedule (rev. 1/99)
for recommended retention periods. The schedule may be obtained from Special
Collections and Archives (401 Dunbar Library).
2501.3 Determining Disposition of Records in the General Retention Schedule
Records listed in the Geeral Retention Schedule (rev.
1/99) should be discarded according to the recommended retention periods. When
such records are disposed, preparation of a Certificate of Records Disposal
form is not required. If university faculty and staff have questions regarding
the appraisal and disposition of records not listed in the General Retention
Schedule, they should contact Special Collections and Archives.
2501.4 Destruction of Institutional Records
Records listed in office retention schedules can be destroyed
only after the expiration of the assigned period of retention and completion
of a Certificate of Records Disposal form. Forms may be obtained from Special
Collections and Archives. No university records can be destroyed except upon
the prior written approval by the head, Special Collections and Archives, who
oversees the records management program. University faculty and staff should
contact Special Collections and Archives to determine the appropriate destruction
methods for institutional records.
2501.5 Transferring Historical Records to Archives
University faculty and staff should transfer historical
institutional records to university archives according to the records retention
schedules of their offices. Faculty and staff should contact Special Collections
and Archives for assistance with records transfer procedures.
2501.6 Records Retention Policy for Faculty and Staff Separating from the
University
Faculty and staff separating from the university shall
leave all university records or notify the head of Special Collections and Archives
or the university records manager, who shall determine the disposition of the
records.
2501.7 Microfilming Records
- State law permits records to be microfilmed in order to provide security
protection and to save space by allowing original copies to be destroyed.
- Special Collections and Archives provides extensive microfilming services
including production of roll film and microfiche. University faculty and
staff may contact Special Collections and Archives for consultation on any
microfilming needs.
2501.8 Services of Special Collections and Archives
- Special Collections and Archives shall assist all university offices with
the following functions:
- Appraisal and inventory of university records
- Design and implementation of records retention and disposition schedules
- Annual office retention schedule review
- Transfer to archives
- Records destruction methods
- Conversion to microfilm
- Vital records identification
- Paper document filing systems
- C files management
- Inactive records storage solutions
- Electronic document management solutions
- Special Collections and Archives will provide the following services:
- Physical facilities for housing and servicing historical university
records selected for permanent retention. University offices should regularly
transfer historical records to university archives according to the retention
periods assigned in the records retention schedules of their offices.
- Copies of archival items (at cost), including photographs, except
when university regulations prohibit their reproduction.
- Reference service for information regarding the university's historical
institutional records. This service is available to university administrators,
faculty, staff, and students and other qualified researchers, subject
to restrictions placed on the use of the records by the university.
- Selection, preservation, and research use of historical university records
as outlined in section 2501.2 c).